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DEBRA ABBOTT-WALKER
Debra Ann Abbott-Walker, Debra Abbott-Walker, DEBRA ANN COUCH, DEBRA ANN WALKER, Debra Walker
CRD#: 5911611
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 485 US HIGHWAY 1 SOUTH
BLDG C; SUITE 120
ISELIN, NJ 08830
BLDG C; SUITE 120
ISELIN, NJ 08830
CETERA INVESTMENT SERVICES LLCCRD#: 15340 485 US HIGHWAY 1 SOUTH
BLDG C; SUITE 120
ISELIN, NJ 08830
BLDG C; SUITE 120
ISELIN, NJ 08830
0
Disclosures
13
Years of Experience
View By:
State Registrations
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Alabama 9/23/2024
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Nebraska 9/23/2024
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Alaska 9/23/2024
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Nevada 9/23/2024
B
Arizona 9/23/2024
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New Hampshire 9/23/2024
B
Arkansas 9/23/2024
B
New Jersey 9/23/2024
B
California 9/23/2024
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New Jersey 9/23/2024
B
Colorado 9/23/2024
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New Mexico 9/23/2024
B
Connecticut 9/23/2024
B
New York 9/23/2024
B
Delaware 9/23/2024
B
North Carolina 9/23/2024
B
District of Columbia 9/23/2024
B
North Dakota 9/23/2024
B
Florida 9/23/2024
B
Ohio 9/23/2024
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Georgia 9/23/2024
B
Oklahoma 9/23/2024
B
Hawaii 9/23/2024
B
Oregon 9/23/2024
B
Idaho 9/23/2024
B
Pennsylvania 9/23/2024
B
Illinois 9/23/2024
B
Rhode Island 9/23/2024
B
Indiana 9/23/2024
B
South Carolina 9/23/2024
B
Iowa 9/23/2024
B
South Dakota 9/23/2024
B
Kansas 9/23/2024
B
Tennessee 9/23/2024
B
Kentucky 9/23/2024
B
Texas 9/23/2024
B
Louisiana 9/23/2024
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Texas 9/24/2024
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Maine 9/23/2024
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Utah 9/23/2024
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Maryland 9/23/2024
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Vermont 9/23/2024
B
Massachusetts 9/23/2024
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Virginia 9/23/2024
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Michigan 9/23/2024
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Washington 9/23/2024
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Minnesota 9/23/2024
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West Virginia 9/23/2024
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Mississippi 9/23/2024
B
Wisconsin 9/23/2024
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Missouri 9/23/2024
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Wyoming 9/23/2024
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Montana 9/23/2024
SRO Registrations
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View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 9/23/2024
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Registered with this firm since 9/23/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/21/2022 - 05/07/2024 | New York, NY | |
B | 07/21/2022 - 05/07/2024 | New York, NY | |
IA | 06/02/2021 - 07/29/2022 | SHELTON, CT | |
B | 06/02/2021 - 07/29/2022 | SHELTON, CT | |
B | 03/12/2021 - 06/21/2021 | STRATFORD, CT | |
IA | 09/25/2019 - 01/25/2021 | WEST HARTFORD, CT | |
B | 09/24/2019 - 01/25/2021 | WEST HARTFORD, CT | |
IA | 11/22/2016 - 09/16/2019 | SHELTON, CT | |
B | 07/06/2016 - 09/16/2019 | SHELTON, CT | |
B | 05/19/2011 - 07/11/2016 | WHITE PLAINS, NY |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.