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Detailed Report
JOHNNY WONG
CRD#: 5911494
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 60 E. HUNTINGTON DRIVE
ARCADIA, CA 91006
Registration History
20122014201620182020202220242026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2016 - Present (8 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - Present (12 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2011 - 2012 (1 year)
License(s)

State Registrations

B
Alabama 9/6/2017
B
New Jersey 6/21/2019
B
Arizona 12/15/2016
B
New Mexico 11/16/2020
B
California 10/1/2012
B
New York 12/15/2016
IA
California 12/20/2016
B
North Carolina 12/15/2016
B
Colorado 12/15/2016
B
Ohio 6/28/2023
B
Florida 12/15/2016
B
Oregon 12/15/2016
B
Georgia 10/19/2021
B
South Carolina 6/15/2022
B
Hawaii 1/25/2021
B
Texas 12/15/2016
B
Idaho 11/30/2021
IA
Texas 12/22/2016
B
Illinois 5/18/2022
B
Utah 5/15/2017
B
Kentucky 8/17/2016
B
Virginia 1/20/2023
B
Maryland 1/22/2020
B
Washington 12/15/2016
B
Missouri 12/15/2016
B
Wyoming 12/15/2016
B
Nevada 6/23/2016

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE National, Inc.
B
 NYSE Texas, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
60 E. HUNTINGTON DRIVE, ARCADIA, CA 91006
Registered with this firm since 12/20/2016
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
60 E. HUNTINGTON DRIVE, ARCADIA, CA 91006
Registered with this firm since 10/1/2012
Previous Registration(s)
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B
 05/09/2011 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) ARCADIA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.