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James C. Biasucci
BUDDY BIASUCCI, JAMES C BIASUCCI, JAMES CHRISTOPHER BIASUCCI, James Biasucci
CRD#: 5911403
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J.P. MORGAN SECURITIES LLCCRD#: 79 7803 LONG POINT ROAD
HOUSTON, TX 77055
HOUSTON, TX 77055
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Disclosures
13
Years of Experience
View By:
State Registrations
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California 2/7/2023
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North Carolina 11/6/2024
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Florida 5/31/2023
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Ohio 5/31/2023
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Georgia 12/5/2023
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Oregon 11/14/2022
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Illinois 3/20/2023
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Texas 8/1/2016
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Maryland 1/2/2025
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Texas 3/11/2022
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New York 12/9/2024
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Utah 9/30/2024
SRO Registrations
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Registered with this firm since 3/11/2022
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Registered with this firm since 8/1/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 05/07/2015 - 07/12/2016 | PORT ARTHUR, TX | |
B | 10/01/2012 - 01/05/2015 | SPRING, TX | |
B | 05/09/2011 - 10/01/2012 | SPRING, TX |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.