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SURABHI SHUKLA
SURABHI TEWARI
CRD#: 5911235
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 101B S 69th St
UPPER DARBY, PA 19082
Registration History
20122014201620182020202220242026IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2017 - Present (7 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2015 - Present (9 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2013 (1 year)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2011 - 2012 (1 year)
License(s)

State Registrations

B
Arizona 10/27/2023

B
Missouri 6/29/2017

B
California 9/7/2016

B
New Jersey 9/18/2020

B
Delaware 12/9/2019

B
New York 2/20/2018

B
District of Columbia 1/3/2022

B
North Carolina 10/25/2018

B
Florida 9/7/2016

B
Ohio 12/24/2021

B
Georgia 7/13/2018

B
Pennsylvania 8/12/2019

B
Illinois 8/13/2015

IA
Pennsylvania 8/13/2019

IA
Illinois 6/2/2017

B
Tennessee 9/21/2018

B
Indiana 6/29/2017

B
Texas 7/13/2018

B
Iowa 3/30/2018

IA
Texas 7/16/2018

B
Massachusetts 10/25/2018

B
Washington 1/3/2022

B
Michigan 6/29/2017

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
101B S 69th St, UPPER DARBY, PA 19082
708 W Lancaster Ave, Wayne, PA 19087
Registered with this firm since 6/2/2017

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
101B S 69th St, UPPER DARBY, PA 19082
708 W Lancaster Ave, Wayne, PA 19087
Registered with this firm since 8/13/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
B
10/01/2012 - 10/10/2013 J.P. MORGAN SECURITIES LLC (CRD#:79) CHAMPAIGN, IL
B
05/10/2011 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) CHAMPAIGN, IL
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Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.