Individual Firm
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ADAM JOHN REUTZEL
CRD#: 5911201
IA
B
ADVICE AND PLANNING SERVICESCRD#: 20472 941 E SECOND AVE
SUITE 201
CORALVILLE, IA 52241
SUITE 201
CORALVILLE, IA 52241
0
Disclosures
13
Years of Experience
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State Registrations
B
Illinois 1/4/2017
B
Missouri 2/3/2016
B
Iowa 10/29/2014
B
Nebraska 1/4/2017
IA
Iowa 10/29/2014
B
North Carolina 11/26/2024
B
Kansas 9/18/2019
B
South Dakota 1/4/2017
B
Minnesota 11/14/2014
B
Wisconsin 1/5/2017
SRO Registrations
B
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IA
Registered with this firm since 10/29/2014
B
Registered with this firm since 10/29/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/24/2011 - 09/15/2014 | CEDAR RAPIDS, IA | |
B | 05/26/2011 - 09/15/2014 | CEDAR RAPIDS, IA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.