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JON C WILLIAMS
JONATHAN C WILLIAMS
CRD#: 5911191
IA
Investment Adviser
B
Broker
LPL FINANCIAL LLCCRD#: 6413 4184 TREADWAY RD
BEAUMONT, TX 77706
Registration History
201220142016201820202022202420262 FIRMS2011 - 2014 (2 years)2 FIRMS2014 - Present (10 years)
License(s)

State Registrations

B
Georgia 4/13/2017

IA
Texas 5/21/2014

B
Texas 5/21/2014

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL FINANCIAL LLC (CRD#:6413)
4184 TREADWAY RD, BEAUMONT, TX 77706
Registered with this firm since 5/21/2014

B
LPL FINANCIAL LLC (CRD#:6413)
4184 TREADWAY RD, BEAUMONT, TX 77706
Registered with this firm since 5/21/2014

Previous Registration(s)
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IA
07/04/2011 - 05/28/2014 MORGAN STANLEY (CRD#:149777) BEAUMONT, TX
B
06/03/2011 - 05/28/2014 MORGAN STANLEY (CRD#:149777) BEAUMONT, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.