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Detailed Report
TIMOTHY PAULL FERGUSON
TIMOTHY P FERGUSON, TIMOTHY PAUL FERGUSON, Tim Ferguson, Timothy Paull Ferguson
CRD#: 5911049
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 19265 W. CAPITOL DRIVE
SUITE 200
BROOKFIELD, WI 53045
Registration History
20122014201620182020202220242026IAOSAIC WEALTH, INC. (CRD# 23131)2022 - Present (2 years)BOSAIC WEALTH, INC. (CRD# 23131)2021 - Present (3 years)BGWFS EQUITIES, INC. (CRD# 13109)2014 - 2020 (5 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2014 (1 year)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2011 - 2012 (1 year)
License(s)

State Registrations

B
Wisconsin 3/4/2022
IA
Wisconsin 10/6/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
19265 W. CAPITOL DRIVE SUITE 200, BROOKFIELD, WI 53045
Registered with this firm since 10/6/2022
B
OSAIC WEALTH, INC. (CRD#:23131)
19265 W. CAPITOL DRIVE SUITE 200, BROOKFIELD, WI 53045
Registered with this firm since 11/11/2021
Previous Registration(s)
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B
 06/19/2014 - 01/02/2020 GWFS EQUITIES, INC. (CRD#:13109) Milwaukee, WI
B
 10/01/2012 - 06/12/2014 J.P. MORGAN SECURITIES LLC (CRD#:79) WAUKESHA, WI
B
 05/11/2011 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) WAUKESHA, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.