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Detailed Report
SANDRA MELENDREZ SAENZ
SANDRA RAMIREZ MELENDREZ, SANDRA M SAENZ, SANDRA SAENZ
CRD#: 5910735
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 29265 CENTRAL AVE
LAKE ELSINORE, CA 92532
Registration History
20122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2021 - Present (3 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2020 - Present (5 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2019 (7 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2011 - 2012 (1 year)
License(s)

State Registrations

B
California 2/28/2020
IA
California 8/26/2021

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
29265 CENTRAL AVE, LAKE ELSINORE, CA 92532
Registered with this firm since 8/26/2021
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
29265 CENTRAL AVE, LAKE ELSINORE, CA 92532
Registered with this firm since 2/28/2020
Previous Registration(s)
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B
 10/01/2012 - 11/08/2019 J.P. MORGAN SECURITIES LLC (CRD#:79) FALLBROOK, CA
B
 05/09/2011 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) FALLBROOK, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.