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TIMOTHY TAILIANG LIU
TIMOTHY T LIU
CRD#: 5910552
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 2580 W EL CAMINO REAL, STE 9
MOUNTAIN VIEW, CA 94040-1212
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 2580 W EL CAMINO REAL, STE 9
MOUNTAIN VIEW, CA 94040-1212
Registration History
201220142016201820202022202420262 FIRMS2015 - 2015 (<1 year)2 FIRMS2015 - 2022 (6 years)2 FIRMS2022 - Present (2 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2013 - 2015 (2 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2013 (<1 year)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2011 - 2012 (1 year)
License(s)

State Registrations

B
Arizona 12/16/2022

B
Maryland 7/8/2022

B
California 5/18/2022

B
Montana 10/4/2024

IA
California 5/23/2022

B
Nevada 11/23/2024

B
Colorado 8/30/2022

B
New York 9/8/2023

B
Florida 9/9/2022

B
North Carolina 2/13/2025

B
Hawaii 11/25/2022

B
Washington 7/3/2024

B
Illinois 5/17/2023

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
2580 W EL CAMINO REAL, STE 9, MOUNTAIN VIEW, CA 94040-1212
Registered with this firm since 5/23/2022

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
2580 W EL CAMINO REAL, STE 9, MOUNTAIN VIEW, CA 94040-1212
FREMONT, CA
Registered with this firm since 5/18/2022

Previous Registration(s)
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IA
11/13/2015 - 04/07/2022 BANCWEST INVESTMENT SERVICES, INC. (BWIS) (CRD#:29357) FREMONT, CA
B
11/12/2015 - 04/07/2022 BANCWEST INVESTMENT SERVICES, INC. (CRD#:29357) FREMONT, CA
IA
10/14/2015 - 10/26/2015 CETERA INVESTMENT ADVISERS LLC (CRD#:105644) NEWARK, CA
B
07/21/2015 - 10/26/2015 CETERA INVESTMENT SERVICES LLC (CRD#:15340) NEWARK, CA
B
03/22/2013 - 07/10/2015 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) Fremont, CA
B
10/01/2012 - 02/27/2013 J.P. MORGAN SECURITIES LLC (CRD#:79) MILPITAS, CA
B
05/09/2011 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) MILPITAS, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.