Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Lindsey E Sawicki
LINDSEY ELIZABETH LARSEN, LINDSEY ELIZABETH SAWICKI
CRD#: 5909822
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 2550 DENALI STREET
SUITE 1700
ANCHORAGE, AK 99503
Registration History
201220142016201820202022202420262 FIRMS2014 - 2017 (2 years)2 FIRMS2023 - 2024 (<1 year)2 FIRMS2024 - Present (<1 year)BMORGAN STANLEY (CRD# 149777)2021 - 2023 (2 years)BGWFS EQUITIES, INC. (CRD# 13109)2011 - 2014 (3 years)IAMORGAN STANLEY (CRD# 149777)2022 - 2023 (1 year)
Disclosure(s)
View By:
4/24/2017
Customer Dispute
Settled
License(s)

State Registrations

B
Alaska 8/28/2024
B
Nebraska 8/28/2024
IA
Alaska 8/28/2024
B
Nevada 8/28/2024
B
Arizona 8/28/2024
B
New Hampshire 8/28/2024
B
Arkansas 8/28/2024
B
New Jersey 8/28/2024
B
California 8/28/2024
B
New Mexico 8/28/2024
B
Colorado 8/28/2024
B
New York 8/28/2024
B
Connecticut 8/28/2024
B
North Carolina 8/28/2024
B
Delaware 8/28/2024
B
North Dakota 8/28/2024
B
District of Columbia 8/28/2024
B
Ohio 8/28/2024
B
Florida 8/28/2024
B
Oklahoma 8/28/2024
B
Georgia 8/28/2024
B
Oregon 8/28/2024
B
Hawaii 8/28/2024
B
Pennsylvania 8/28/2024
B
Idaho 8/28/2024
B
Puerto Rico 8/28/2024
B
Illinois 8/28/2024
B
Rhode Island 8/28/2024
B
Indiana 8/28/2024
B
South Carolina 8/28/2024
B
Iowa 8/28/2024
B
South Dakota 8/28/2024
B
Kansas 8/28/2024
B
Tennessee 8/28/2024
B
Kentucky 8/28/2024
B
Texas 8/28/2024
B
Louisiana 8/28/2024
IA
Texas 8/28/2024
B
Maine 8/28/2024
B
Utah 8/28/2024
B
Maryland 8/28/2024
B
Vermont 8/28/2024
B
Massachusetts 8/28/2024
B
Virgin Islands 8/28/2024
B
Michigan 8/28/2024
B
Virginia 8/28/2024
B
Minnesota 8/28/2024
B
Washington 8/28/2024
B
Mississippi 8/28/2024
B
West Virginia 8/28/2024
B
Missouri 8/28/2024
B
Wisconsin 8/28/2024
B
Montana 8/28/2024
B
Wyoming 8/28/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
2550 DENALI STREET SUITE 1700, ANCHORAGE, AK 99503
Registered with this firm since 8/28/2024
B
MORGAN STANLEY (CRD#:149777)
2550 DENALI STREET SUITE 1700, ANCHORAGE, AK 99503
Registered with this firm since 8/28/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/15/2023 - 05/14/2024 EMPOWER ADVISORY GROUP, LLC (CRD#:112058) ANCHORAGE, AK
B
 12/15/2023 - 05/14/2024 EMPOWER FINANCIAL SERVICES, INC. (CRD#:13109) GREENWOOD VILLAGE, CO
IA
 01/24/2022 - 09/01/2023 MORGAN STANLEY (CRD#:149777) ANCHORAGE, AK
B
 08/20/2021 - 09/01/2023 MORGAN STANLEY (CRD#:149777) ANCHORAGE, AK
IA
 10/31/2014 - 05/24/2017 CHARLES SCHWAB & CO., INC. (CRD#:5393) ANCHORAGE, AK
B
 08/04/2014 - 05/24/2017 CHARLES SCHWAB & CO., INC. (CRD#:5393) ANCHORAGE, AK
B
 05/04/2011 - 07/24/2014 GWFS EQUITIES, INC. (CRD#:13109) ANCHORAGE, AK
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.