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In accordance with FINRA guidelines, I am fully disclosing the following event. This event in no way relates to or interferes with my duties as a Financial Advisor. The event reference resulted from my involvement in a retail business partnership which was dissolved in 2009. The amount owed is not accurate and is being negotiated with the creditor. I will update the status of this event upon resolution.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.
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Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.