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STEVEN MICHALKOWSKI
STEVEN W MICHALKOWSKI
CRD#: 5909624
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 1337 TILTON ROAD
NORTHFIELD, NJ 08225
Registration History
201220142016201820202022202420262 FIRMS2011 - 2013 (2 years)2 FIRMS2013 - 2022 (8 years)2 FIRMS2022 - Present (2 years)
License(s)

State Registrations

B
Alabama 5/24/2022

B
New Hampshire 5/24/2022

B
Arizona 5/24/2022

B
New Jersey 5/24/2022

B
California 5/24/2022

IA
New Jersey 5/24/2022

B
Colorado 5/24/2022

B
New York 5/24/2022

B
Connecticut 5/24/2022

B
North Carolina 5/24/2022

B
Delaware 5/24/2022

B
Ohio 5/26/2022

B
District of Columbia 5/24/2022

B
Oklahoma 5/24/2022

B
Florida 5/24/2022

B
Pennsylvania 5/24/2022

B
Georgia 5/24/2022

B
South Carolina 5/24/2022

B
Illinois 5/24/2022

B
Texas 5/24/2022

B
Maine 5/24/2022

B
Utah 5/24/2022

B
Maryland 5/24/2022

B
Vermont 5/24/2022

B
Massachusetts 5/24/2022

B
Virgin Islands 5/24/2022

B
Michigan 5/24/2022

B
Virginia 5/24/2022

B
Nevada 5/24/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1337 TILTON ROAD, NORTHFIELD, NJ 08225
Forked River, NJ
Registered with this firm since 5/24/2022

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
1337 TILTON ROAD, NORTHFIELD, NJ 08225
Forked River, NJ
Registered with this firm since 5/24/2022

Previous Registration(s)
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IA
08/23/2013 - 05/24/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FORKED RIVER, NJ
B
08/23/2013 - 05/24/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FORKED RIVER, NJ
IA
12/20/2011 - 08/09/2013 AXA ADVISORS, LLC (CRD#:6627) WALL, NJ
B
06/24/2011 - 08/09/2013 AXA ADVISORS, LLC (CRD#:6627) WALL, NJ
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.