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Detailed Report
MARC HENRY MICHAEL
MARC H. MICHAEL
CRD#: 5909385
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Investment Adviser
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Previous Broker
FISHER INVESTMENTSCRD#: 107342 BROOKLYN, NY
Registration History
201220142016201820202022202420263 FIRMS2015 - 2020 (4 years)IAFISHER INVESTMENTS (CRD# 107342)2020 - Present (5 years)BAXA ADVISORS, LLC (CRD# 6627)2011 - 2015 (3 years)IAAXA ADVISORS, LLC (CRD# 6627)2014 - 2015 (<1 year)
License(s)

State Registrations

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Connecticut 1/21/2020
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New York 2/14/2021
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New Jersey 1/30/2020
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Texas 9/6/2023
Current Registration(s)
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FISHER INVESTMENTS (CRD#:107342)
BROOKLYN, NY
Registered with this firm since 1/21/2020
Previous Registration(s)
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 02/24/2015 - 01/08/2020 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) New York, NY
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 02/24/2015 - 01/08/2020 TD AMERITRADE, INC. (CRD#:7870) NEW YORK, NY
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 02/23/2015 - 01/08/2020 TD AMERITRADE, INC. (CRD#:7870) NEW YORK, NY
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 10/06/2014 - 02/05/2015 AXA ADVISORS, LLC (CRD#:6627) NEW YORK, NY
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 05/06/2011 - 02/05/2015 AXA ADVISORS, LLC (CRD#:6627) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.