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D. CLARKE BROWNE
CLARKE FINNEY BROWNE, D CLARKE FINNEY BROWNE, DANIEL CLARKE BROWNE, DANIEL C FINNEY BROWNE, DANIEL CLARKE FINNEY BROWNE
CRD#: 5908891
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 11333 MCCORMICK RD
HUNT VALLEY, MD 21031
Registration History
201220142016201820202022202420262 FIRMS2011 - 2013 (1 year)2 FIRMS2013 - 2013 (<1 year)2 FIRMS2013 - Present (11 years)
License(s)

State Registrations

B
Alabama 9/4/2024

B
Missouri 2/27/2024

B
Alaska 11/9/2018

B
New Hampshire 6/2/2017

B
Arizona 12/26/2023

B
New Jersey 11/22/2016

B
California 10/25/2013

B
New York 4/29/2015

B
Colorado 5/13/2014

IA
North Carolina 10/25/2013

B
Connecticut 10/4/2021

B
North Carolina 10/28/2013

B
Delaware 4/30/2018

B
Ohio 7/30/2020

B
District of Columbia 6/2/2017

B
Pennsylvania 5/13/2014

B
Florida 5/13/2014

B
South Carolina 5/13/2014

B
Georgia 5/13/2014

B
Tennessee 12/20/2018

B
Illinois 5/13/2014

IA
Texas 5/21/2014

B
Indiana 6/2/2017

B
Texas 5/27/2020

B
Maine 5/27/2021

B
Virginia 5/13/2014

B
Maryland 7/2/2015

B
Washington 1/4/2024

IA
Maryland 3/6/2017

B
West Virginia 7/3/2019

B
Massachusetts 5/13/2014

B
Wisconsin 10/16/2020

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
11333 MCCORMICK RD, HUNT VALLEY, MD 21031
Registered with this firm since 10/25/2013

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
11333 MCCORMICK RD, HUNT VALLEY, MD 21031
Registered with this firm since 10/25/2013

Previous Registration(s)
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IA
02/13/2013 - 10/21/2013 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) CHARLOTTE, NC
B
02/13/2013 - 10/21/2013 RAYMOND JAMES & ASSOCIATES, INC. (CRD#:705) CHARLOTTE, NC
IA
07/27/2011 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) CHARLOTTE, NC
B
06/08/2011 - 02/13/2013 MORGAN KEEGAN & COMPANY, INC. (CRD#:4161) CHARLOTTE, NC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.