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KYLE DOUGLAS GREGORY
KYLE D GREGORY, Kyle DOUGLAS Gregory, Kyle Gregory
CRD#: 5908761
IA
B
FROST INVESTMENT SERVICESCRD#: 286129 21875 KATY FWY
KATY, TX 77470
KATY, TX 77470
FROST BROKERAGE SERVICES, INC.CRD#: 17465 21875 KATY FWY
KATY, TX 77450
KATY, TX 77450
0
Disclosures
12
Years of Experience
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State Registrations
B
Texas 7/1/2019
IA
Texas 1/27/2022
SRO Registrations
B
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IA
Registered with this firm since 1/27/2022
B
Registered with this firm since 7/1/2019
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/15/2019 - 12/31/2021 | HOUSTON, TX | |
B | 12/10/2014 - 06/26/2019 | HOUSTON, TX | |
B | 04/14/2011 - 06/20/2013 | IRVINE, CA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.