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BARCLAY KUNG
BARCLAY LIFONG KUNG
CRD#: 5906615
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 2001 NORTH MAIN STREET
THREE YGNACIO CENTER, STE 100
WALNUT CREEK, CA 94596
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 2001 NORTH MAIN STREET
THREE YGNACIO CENTER, STE 100
WALNUT CREEK, CA 94596
Registration History
201220142016201820202022202420263 FIRMS2012 - 2012 (<1 year)2 FIRMS2012 - 2014 (2 years)2 FIRMS2014 - 2016 (1 year)2 FIRMS2016 - 2017 (1 year)2 FIRMS2017 - 2022 (4 years)2 FIRMS2022 - Present (2 years)BWADDELL & REED, INC. (CRD# 866)2011 - 2012 (<1 year)
License(s)

State Registrations

B
Arizona 5/19/2023

B
New Mexico 3/1/2024

B
California 4/29/2022

B
New York 1/4/2025

IA
California 5/10/2022

B
North Carolina 1/6/2024

B
Colorado 3/1/2024

B
Oregon 7/9/2024

B
Connecticut 5/31/2024

B
Rhode Island 1/4/2025

B
Georgia 7/21/2023

B
South Carolina 7/19/2024

B
Hawaii 9/29/2023

B
Tennessee 7/19/2024

B
Illinois 1/6/2024

B
Texas 6/15/2023

B
Maryland 5/19/2023

IA
Texas 6/21/2023

B
Nevada 1/4/2025

B
Washington 3/25/2023

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
2001 NORTH MAIN STREET THREE YGNACIO CENTER, STE 100, WALNUT CREEK, CA 94596
Registered with this firm since 5/10/2022

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
2001 NORTH MAIN STREET THREE YGNACIO CENTER, STE 100, WALNUT CREEK, CA 94596
WALNUT CREEK, CA
Registered with this firm since 4/29/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/21/2017 - 04/27/2022 E*TRADE CAPITAL MANAGEMENT, LLC (CRD#:42159) San Francisco, CA
B
12/21/2017 - 04/27/2022 E*TRADE SECURITIES LLC (CRD#:29106) San Francisco, CA
IA
04/28/2016 - 12/19/2017 J.P. MORGAN SECURITIES LLC (CRD#:79) BENICIA, CA
B
04/28/2016 - 12/19/2017 J.P. MORGAN SECURITIES LLC (CRD#:79) BENICIA, CA
IA
12/02/2014 - 05/09/2016 BANCWEST INVESTMENT SERVICES, INC. (BWIS) AND BWIS D/B/A FHIS (CRD#:29357) CONCORD, CA
B
12/02/2014 - 05/09/2016 BANCWEST INVESTMENT SERVICES, INC. (CRD#:29357) CONCORD, CA
IA
11/19/2012 - 11/28/2014 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WALNUT CREEK, CA
B
11/19/2012 - 11/28/2014 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) WALNUT CREEK, CA
IA
08/01/2012 - 11/12/2012 HSBC SECURITIES (USA) INC. (CRD#:19585) SAN FRANCISCO, CA
B
08/01/2012 - 11/12/2012 HSBC SECURITIES (USA) INC. (CRD#:19585) SAN FRANCISCO, CA
IA
04/02/2012 - 07/31/2012 WADDELL & REED, INC. (CRD#:866) SAN MATEO, CA
B
12/22/2011 - 07/31/2012 WADDELL & REED, INC. (CRD#:866) SAN MATEO, CA
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Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.