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WAID FRANKLIN ROGERS
CRD#: 5905904
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 2655 N POWER RD
MESA, AZ 85215
Registration History
20122014201620182020202220242026IAWELLS FARGO ADVISORS (CRD# 19616)2014 - Present (10 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2011 - Present (13 years)
License(s)

State Registrations

B
Alabama 9/14/2020

B
Nevada 1/13/2015

B
Arizona 7/29/2011

B
New Jersey 11/18/2019

IA
Arizona 4/7/2014

B
New Mexico 10/14/2022

B
California 6/2/2014

B
New York 1/26/2022

B
Colorado 1/13/2015

B
North Dakota 5/22/2017

B
Connecticut 1/19/2023

B
Oklahoma 8/8/2022

B
Florida 1/13/2015

B
Oregon 1/13/2015

B
Georgia 2/4/2022

B
Pennsylvania 10/21/2019

B
Idaho 7/11/2023

B
Tennessee 8/4/2021

B
Illinois 4/16/2024

B
Texas 3/8/2017

B
Indiana 5/16/2023

IA
Texas 3/8/2017

B
Minnesota 6/2/2014

B
Utah 2/13/2019

B
Missouri 1/13/2015

B
Virginia 7/30/2021

B
Montana 4/17/2024

B
Washington 3/29/2017

B
Nebraska 3/23/2018

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
2655 N POWER RD, MESA, AZ 85215
Registered with this firm since 4/4/2014

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
2655 N POWER RD, MESA, AZ 85215
Registered with this firm since 7/4/2011

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.