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Detailed Report
TODD ANDREW KOWALSKI
CRD#: 5905357
IA
Investment Adviser
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Previous Broker
CREATIVE PLANNINGCRD#: 105348 Lebanon, OH
Registration History
201220142016201820202022202420262 FIRMS2018 - 2021 (2 years)2 FIRMS2021 - 2021 (<1 year)IACREATIVE PLANNING (CRD# 105348)2021 - Present (3 years)BSCOTTRADE, INC. (CRD# 8206)2012 - 2018 (5 years)IATD AMERITRADE INVESTMENT MANAG... (CRD# 111514)2018 - 2020 (2 years)IASCOTTRADE INVESTMENT MANAGEMENT (CRD# 169988)2017 - 2018 (1 year)
License(s)

State Registrations

IA
Ohio 8/31/2021
Current Registration(s)
IA
CREATIVE PLANNING (CRD#:105348)
Lebanon, OH
Registered with this firm since 8/31/2021
Previous Registration(s)
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 01/15/2021 - 08/12/2021 LPL FINANCIAL LLC (CRD#:6413) LEBANON, OH
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 01/15/2021 - 08/12/2021 LPL FINANCIAL LLC (CRD#:6413) LEBANON, OH
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 02/27/2018 - 01/11/2021 TD AMERITRADE, INC. (CRD#:7870) Miamisburg, OH
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 02/26/2018 - 01/11/2021 TD AMERITRADE, INC. (CRD#:7870) Miamisburg, OH
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 02/26/2018 - 12/31/2020 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) DAYTON, OH
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 02/08/2017 - 02/26/2018 SCOTTRADE INVESTMENT MANAGEMENT (CRD#:169988) SAINT LOUIS, MO
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 09/25/2012 - 02/26/2018 SCOTTRADE, INC. (CRD#:8206) DAYTON, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.