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ROGER DALE FUHRMAN
CRD#: 5905261
IA
Investment Adviser
BROOKSTONE CAPITAL MANAGEMENT LLCCRD#: 141413 Aurora, IL
Registration History
20122014201620182020202220242026IABROOKSTONE CAPITAL MANAGEMENT LLC (CRD# 141413)2016 - Present (8 years)IAREDHAWK WEALTH ADVISORS, INC. (CRD# 146616)2011 - 2015 (4 years)
License(s)

State Registrations

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Illinois 8/25/2016

Current Registration(s)
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BROOKSTONE CAPITAL MANAGEMENT LLC (CRD#:141413)
Aurora, IL
Registered with this firm since 8/25/2016

Previous Registration(s)
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04/01/2011 - 09/22/2015 REDHAWK WEALTH ADVISORS, INC. (CRD#:146616) AURORA, IL
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.