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ZAKI ELIAS SAOUD
ZAKI E SAOUD
CRD#: 5904921
IA
B
ADVICE AND PLANNING SERVICESCRD#: 20472 3 UNIVERSITY PLAZA
SUITE 614
HACKENSACK, NJ 07601
SUITE 614
HACKENSACK, NJ 07601
0
Disclosures
13
Years of Experience
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State Registrations
B
New Jersey 10/26/2016
B
New York 10/26/2016
IA
New Jersey 10/27/2016
B
Pennsylvania 10/26/2016
SRO Registrations
B
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Learn about permitted activities of registered principals
IA
Registered with this firm since 10/27/2016
B
Registered with this firm since 10/26/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/03/2014 - 10/13/2016 | Berkeley Heights, NJ | |
B | 12/02/2014 - 10/13/2016 | Berkeley Heights, NJ | |
IA | 09/20/2013 - 12/03/2014 | NEW YORK, NY | |
B | 09/18/2013 - 12/03/2014 | NEW YORK, NY | |
IA | 09/01/2011 - 09/06/2013 | WEST CALDWELL, NJ | |
B | 04/29/2011 - 09/06/2013 | WEST CALDWELL, NJ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.