Individual Firm
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RYAN TYRRELL PATRICK
CRD#: 5904654
IA
B
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 3000 BAYPORT DR - STE
800
TAMPA, FL 33607-8402
800
TAMPA, FL 33607-8402
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 3000 BAYPORT DR - STE 800
TAMPA, FL 33607-8402
TAMPA, FL 33607-8402
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3/17/2020
Customer Dispute
Denied
8/10/2017
Customer Dispute
Denied
State Registrations
B
Alabama 1/8/2018
B
New York 1/6/2017
B
California 1/7/2019
B
North Carolina 1/9/2017
B
Florida 6/5/2015
B
Ohio 1/13/2021
IA
Florida 7/13/2018
B
Pennsylvania 1/8/2018
B
Georgia 6/5/2015
B
Rhode Island 3/25/2023
B
Illinois 1/6/2017
B
South Carolina 8/19/2020
B
Indiana 3/11/2025
B
Tennessee 1/11/2018
B
Massachusetts 5/26/2020
B
Texas 1/7/2019
B
Michigan 1/3/2020
IA
Texas 1/17/2019
B
Nebraska 3/9/2022
B
Washington 4/23/2020
B
New Jersey 4/24/2020
SRO Registrations
B
B
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IA
Registered with this firm since 7/13/2018
B
Registered with this firm since 6/5/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/17/2015 - 07/13/2018 | CLEARWATER, FL | |
IA | 08/30/2011 - 06/04/2014 | ST. PETERSBURG, FL | |
B | 06/21/2011 - 06/04/2014 | ST. PETERSBURG, FL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.