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SEAN DANIEL HUGGINS
SEAN HUGGINS
CRD#: 5903998
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 245 SUMMER STREET, V2A
BOSTON, MA 02210
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 PHILADELPHIA, PA
Registration History
2012201420162018202020222024IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - Present (6 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2012 - Present (12 years)BNATIONAL FINANCIAL SERVICES LLC (CRD# 13041)2011 - 2012 (<1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2011 - 2011 (<1 year)IASTRATEGIC ADVISERS LLC (CRD# 104555)2012 - 2018 (5 years)IASTRATEGIC ADVISERS, INC. (CRD# 104555)2012 - 2012 (<1 year)
License(s)

State Registrations

B
Delaware 1/24/2023

B
Rhode Island 7/31/2020

B
Massachusetts 7/13/2012

B
Texas 7/13/2012

B
New York 11/20/2023

IA
Texas 9/11/2022

B
Pennsylvania 2/4/2016

B
Virginia 11/20/2023

IA
Pennsylvania 7/13/2018

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
245 SUMMER STREET, V2A, BOSTON, MA 02210
Registered with this firm since 7/13/2018

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
PHILADELPHIA, PA
Registered with this firm since 1/23/2012

Previous Registration(s)
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IA
08/16/2012 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) PHILADELPHIA, PA
IA
03/22/2012 - 08/07/2012 STRATEGIC ADVISERS, INC. (CRD#:104555) PHILADELPHIA, PA
B
08/01/2011 - 01/03/2012 NATIONAL FINANCIAL SERVICES LLC (CRD#:13041) COVINGTON, KY
B
05/26/2011 - 07/19/2011 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) BOSTON, MA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.