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LAWRENCE SANFILIPPO
CRD#: 5903737
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 17117 OAK DRIVE STE A
OMAHA, NE 68130
Registration History
201220142016201820202022202420262 FIRMS2017 - 2021 (4 years)2 FIRMS2021 - 2024 (3 years)2 FIRMS2024 - Present (<1 year)BAXA ADVISORS, LLC (CRD# 6627)2011 - 2017 (5 years)IAAXA ADVISORS, LLC (CRD# 6627)2014 - 2017 (3 years)
License(s)

State Registrations

B
Arizona 6/14/2024

B
Missouri 6/14/2024

B
California 6/14/2024

B
Nebraska 6/14/2024

B
Colorado 6/14/2024

IA
Nebraska 6/14/2024

B
Florida 6/14/2024

B
Oregon 6/14/2024

B
Hawaii 6/14/2024

B
Texas 6/14/2024

B
Illinois 6/14/2024

IA
Texas 6/14/2024

B
Iowa 6/14/2024

B
Utah 6/14/2024

B
Kansas 6/14/2024

B
Washington 6/14/2024

B
Minnesota 6/14/2024

B
Wisconsin 6/14/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
17117 OAK DRIVE STE A, OMAHA, NE 68130
Registered with this firm since 6/14/2024

B
OSAIC WEALTH, INC. (CRD#:23131)
17117 OAK DRIVE STE A, OMAHA, NE 68130
Registered with this firm since 6/14/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/03/2021 - 06/14/2024 SECURITIES AMERICA ADVISORS, INC. (CRD#:110518) OMAHA, NE
B
05/03/2021 - 06/14/2024 SECURITIES AMERICA, INC. (CRD#:10205) OMAHA, NE
IA
03/06/2017 - 05/05/2021 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) OMAHA, NE
B
03/01/2017 - 05/05/2021 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) OMAHA, NE
IA
02/04/2014 - 03/03/2017 AXA ADVISORS, LLC (CRD#:6627) SCOTTSDALE, AZ
B
06/14/2011 - 03/03/2017 AXA ADVISORS, LLC (CRD#:6627) SCOTTSDALE, AZ
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.