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DANIEL WILLIAM MONAHAN
DANIEL W MONAHAN
CRD#: 5903105
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 681 EAST LAKE STREET
SUITE 354
WAYZATA, MN 55391
Registration History
201220142016201820202022202420262 FIRMS2012 - 2015 (3 years)2 FIRMS2015 - Present (9 years)BAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2011 - 2012 (1 year)IAWEALTH ENHANCEMENT ADVISORY SE... (CRD# 116407)2014 - 2015 (1 year)
License(s)

State Registrations

B
Alaska 6/22/2022

B
Montana 6/22/2022

B
Arizona 3/2/2021

B
Nebraska 4/19/2024

B
California 11/6/2015

B
Nevada 2/2/2023

B
Colorado 3/2/2021

B
New Mexico 3/2/2021

B
Delaware 2/3/2023

B
New York 7/11/2017

B
Florida 3/2/2021

B
North Carolina 2/2/2023

B
Georgia 3/2/2021

B
Oklahoma 3/2/2021

B
Hawaii 5/3/2023

B
Oregon 3/2/2021

B
Illinois 6/22/2022

B
Pennsylvania 2/2/2023

B
Indiana 3/4/2024

B
South Dakota 5/16/2018

B
Iowa 3/2/2021

B
Texas 7/17/2017

B
Kentucky 8/23/2021

IA
Texas 11/18/2020

B
Maine 3/2/2021

B
Virgin Islands 2/2/2023

B
Massachusetts 2/3/2023

B
Washington 5/31/2018

B
Minnesota 10/5/2015

B
Wisconsin 3/2/2021

IA
Minnesota 10/5/2015

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
681 EAST LAKE STREET SUITE 354, WAYZATA, MN 55391
Carver, MN
Registered with this firm since 10/5/2015

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
681 EAST LAKE STREET SUITE 354, WAYZATA, MN 55391
Carver, MN
Registered with this firm since 10/5/2015

Previous Registration(s)
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B
10/01/2012 - 10/20/2015 LPL FINANCIAL LLC (CRD#:6413) BURNSVILLE, MN
IA
01/07/2014 - 10/01/2015 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC (CRD#:116407) BURNSVILLE, MN
B
10/08/2012 - 10/01/2015 WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC (CRD#:130139) PLYMOUTH, MN
B
06/13/2011 - 08/24/2012 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.