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Detailed Report
CHAD JOSEPH NICHTER
CHAD NICHTER
CRD#: 5902865
IA
Investment Adviser
B
Broker
NEWEDGE ADVISORSCRD#: 171351 Noblesville, IN
LPL FINANCIAL LLCCRD#: 6413 HENDERSON, NV
Registration History
201220142016201820202022202420262 FIRMS2017 - 2021 (3 years)2 FIRMS2021 - 2022 (<1 year)IANEWEDGE ADVISORS (CRD# 171351)2022 - Present (3 years)BLPL FINANCIAL LLC (CRD# 6413)2024 - Present (<1 year)BNEWEDGE SECURITIES LLC (CRD# 10674)2024 - 2024 (<1 year)BLPL FINANCIAL LLC (CRD# 6413)2022 - 2024 (2 years)BFORESTERS FINANCIAL SERVICES, INC. (CRD# 305)2011 - 2016 (5 years)
License(s)

State Registrations

B
Alabama 12/4/2024
B
Nebraska 12/4/2024
B
Alaska 12/4/2024
IA
Nevada 9/18/2024
B
Arizona 12/4/2024
B
Nevada 12/4/2024
B
Arkansas 12/4/2024
B
New Hampshire 12/4/2024
B
California 12/4/2024
B
New Jersey 12/4/2024
B
Colorado 12/4/2024
B
New Mexico 12/4/2024
B
Connecticut 12/4/2024
B
New York 12/4/2024
B
Delaware 12/4/2024
B
North Carolina 12/5/2024
B
District of Columbia 12/4/2024
B
North Dakota 12/4/2024
B
Florida 12/4/2024
B
Ohio 12/4/2024
B
Georgia 12/4/2024
B
Oklahoma 12/4/2024
B
Hawaii 12/4/2024
B
Oregon 12/4/2024
B
Idaho 12/4/2024
B
Pennsylvania 12/4/2024
B
Illinois 12/4/2024
B
Puerto Rico 12/4/2024
IA
Indiana 3/7/2022
B
Rhode Island 12/4/2024
B
Indiana 12/4/2024
B
South Carolina 12/4/2024
B
Iowa 12/4/2024
B
South Dakota 12/4/2024
B
Kansas 12/4/2024
B
Tennessee 12/4/2024
B
Kentucky 12/4/2024
B
Texas 12/4/2024
B
Louisiana 12/4/2024
B
Utah 12/4/2024
B
Maine 12/4/2024
B
Vermont 12/4/2024
B
Maryland 12/4/2024
B
Virgin Islands 12/4/2024
B
Massachusetts 12/4/2024
B
Virginia 12/4/2024
B
Michigan 12/4/2024
B
Washington 12/4/2024
B
Minnesota 12/4/2024
B
West Virginia 12/4/2024
B
Mississippi 12/4/2024
B
Wisconsin 12/4/2024
B
Missouri 12/4/2024
B
Wyoming 12/4/2024
B
Montana 12/4/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NEWEDGE ADVISORS (CRD#:171351)
Noblesville, IN
Registered with this firm since 3/7/2022
B
LPL FINANCIAL LLC (CRD#:6413)
HENDERSON, NV
Registered with this firm since 12/4/2024
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 08/30/2024 - 11/15/2024 NEWEDGE SECURITIES LLC (CRD#:10674) PITTSBURGH, PA
B
 03/07/2022 - 08/29/2024 LPL FINANCIAL LLC (CRD#:6413) NOBLESVILLE, IN
IA
 04/08/2021 - 02/07/2022 SANCTUARY ADVISORS, LLC (CRD#:226606) INDIANAPOLIS, IN
B
 04/08/2021 - 02/07/2022 SANCTUARY SECURITIES, INC. (CRD#:205) INDIANAPOLIS, IN
IA
 10/03/2017 - 04/15/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SAN DIEGO, CA
B
 08/28/2017 - 04/15/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SAN DIEGO, CA
B
 05/06/2011 - 12/27/2016 FORESTERS FINANCIAL SERVICES, INC. (CRD#:305) SILVER SPRING, MD
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.