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Detailed Report
SCOTT J DAVIS
CRD#: 5900930
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Investment Adviser
MARINER WEALTHCRD#: 140195 2121 AVENUE OF THE STARTS
#2400
LOS ANGELES, CA 90067
Registration History
20122014201620182020202220242026IAMARINER WEALTH (CRD# 140195)2022 - Present (3 years)IAADVICEPERIOD, LLC (CRD# 169828)2017 - 2022 (5 years)IACONVERGENT WEALTH ADVISORS, LLC (CRD# 143719)2015 - 2016 (1 year)IACITY NATIONAL SECURITIES, INC. (CRD# 103705)2014 - 2015 (<1 year)IACONVERGENT WEALTH ADVISORS, LLC (CRD# 143719)2011 - 2014 (3 years)
License(s)

State Registrations

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California 3/1/2022
Current Registration(s)
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MARINER WEALTH (CRD#:140195)
2121 AVENUE OF THE STARTS #2400, LOS ANGELES, CA 90067
Registered with this firm since 3/1/2022
Previous Registration(s)
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 01/10/2017 - 03/30/2022 ADVICEPERIOD, LLC (CRD#:169828) LOS ANGELES, CA
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 01/13/2015 - 12/12/2016 CONVERGENT WEALTH ADVISORS, LLC (CRD#:143719) LOS ANGELES, CA
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 09/03/2014 - 01/12/2015 CITY NATIONAL SECURITIES, INC. (CRD#:103705) LOS ANGELES, CA
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 06/08/2011 - 12/31/2014 CONVERGENT WEALTH ADVISORS, LLC (CRD#:143719) LOS ANGELES, CA
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.