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Detailed Report
JOSEPH CAMPAGNA
JOSEPH VINCENT CAMPAGNA, Joseph Campagna
CRD#: 5900730
IA
Investment Adviser
B
Broker
ESI FINANCIAL ADVISORSCRD#: 265 1108 BARCLAY BLVD
SUITE C-D
MARLTON, NJ 08053
Registration History
201220142016201820202022202420262 FIRMS2024 - Present (<1 year)BVAN CLEMENS & CO. INCORPORATED (CRD# 6914)2023 - 2024 (<1 year)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2013 - 2022 (8 years)BHORNOR, TOWNSEND & KENT, INC. (CRD# 4031)2012 - 2012 (<1 year)
License(s)

State Registrations

B
New Jersey 7/10/2024
B
Pennsylvania 7/10/2024
IA
New Jersey 7/10/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ESI FINANCIAL ADVISORS (CRD#:265)
1108 BARCLAY BLVD SUITE C-D, MARLTON, NJ 08053
Registered with this firm since 7/10/2024
B
EQUITY SERVICES, INC. (CRD#:265)
1108 BARCLAY BLVD SUITE C-D, MARLTON, NJ 08053
Registered with this firm since 7/10/2024
Previous Registration(s)
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B
 10/09/2023 - 03/12/2024 VAN CLEMENS & CO. INCORPORATED (CRD#:6914) MINNEAPOLIS, MN
B
 07/18/2013 - 04/29/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) MEDIA, PA
B
 01/26/2012 - 09/27/2012 HORNOR, TOWNSEND & KENT, INC. (CRD#:4031) WILMINGTON, DE
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.