Individual Firm
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RICHARD WILLIAM WASSON III
RICHARD WILLIAM WASSON, RICKY WASSON
CRD#: 5899690
IA
B
LINCOLN INVESTMENTCRD#: 519 642 Central Ave
Dover, NH 03820
Dover, NH 03820
0
Disclosures
13
Years of Experience
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State Registrations
B
Colorado 12/15/2022
B
New Hampshire 11/4/2022
B
Maine 11/4/2022
IA
New Hampshire 11/7/2022
B
Massachusetts 8/10/2023
B
South Carolina 8/10/2023
SRO Registrations
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 11/7/2022
IA
Registered with this firm since 11/7/2022
B
Registered with this firm since 11/4/2022
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/03/2020 - 11/04/2022 | WALTHAM, MA | |
B | 05/20/2020 - 11/04/2022 | WALTHAM, MA | |
IA | 02/15/2019 - 05/21/2020 | Dover, NH | |
IA | 02/15/2019 - 05/21/2020 | Dover, NH | |
B | 02/15/2019 - 05/21/2020 | Dover, NH | |
IA | 01/25/2019 - 02/15/2019 | Dover, NH | |
B | 01/24/2019 - 02/15/2019 | KENTWOOD, MI | |
B | 09/12/2018 - 01/25/2019 | DOVER, NH | |
IA | 11/05/2018 - 11/07/2018 | ROCHESTER, NH | |
B | 06/23/2017 - 09/07/2018 | PORTSMOUTH, NH | |
B | 05/20/2011 - 06/12/2017 | MERRIMACK, NH |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.