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Detailed Report
NINA SHANTE DEARWATER
NINA DEARWATER
CRD#: 5897739
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 4601 TOUCHTON RD EAST, BLDG 400
JACKSONVILLE, FL 32246
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 SARASOTA, FL
Registration History
2021202220232024202520262 FIRMS2021 - Present (3 years)
Disclosure(s)
View By:
8/18/2021
Financial
Final
License(s)

State Registrations

B
Alabama 12/7/2021
B
Montana 10/29/2021
B
Alaska 11/8/2021
B
Nebraska 11/3/2021
B
Arizona 11/9/2021
B
Nevada 11/17/2021
B
Arkansas 10/29/2021
B
New Hampshire 10/28/2021
B
California 10/29/2021
B
New Jersey 10/28/2021
B
Colorado 11/1/2021
B
New Mexico 10/29/2021
B
Connecticut 10/28/2021
B
New York 10/30/2021
B
Delaware 11/19/2021
B
North Carolina 11/1/2021
B
District of Columbia 10/29/2021
B
North Dakota 11/1/2021
B
Florida 9/28/2021
B
Ohio 10/28/2021
IA
Florida 11/17/2021
B
Oklahoma 10/28/2021
B
Georgia 10/29/2021
B
Oregon 11/3/2021
B
Hawaii 10/29/2021
B
Pennsylvania 10/29/2021
B
Idaho 10/28/2021
B
Puerto Rico 10/28/2021
B
Illinois 10/29/2021
B
Rhode Island 11/3/2021
B
Indiana 11/16/2021
B
South Carolina 10/29/2021
B
Iowa 11/1/2021
B
South Dakota 11/8/2021
B
Kansas 10/28/2021
B
Tennessee 10/29/2021
B
Kentucky 12/9/2021
B
Texas 10/29/2021
B
Louisiana 10/29/2021
IA
Texas 11/5/2021
B
Maine 10/29/2021
B
Utah 10/28/2021
B
Maryland 10/28/2021
B
Vermont 10/29/2021
B
Massachusetts 12/9/2021
B
Virginia 10/28/2021
B
Michigan 2/24/2022
B
Washington 10/28/2021
B
Minnesota 10/29/2021
B
West Virginia 10/28/2021
B
Mississippi 10/29/2021
B
Wisconsin 10/28/2021
B
Missouri 10/28/2021
B
Wyoming 11/2/2021

SRO Registrations

B
 FINRA
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
4601 TOUCHTON RD EAST, BLDG 400, JACKSONVILLE, FL 32246
Registered with this firm since 11/5/2021
B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
SARASOTA, FL
Registered with this firm since 9/27/2021
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.