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ALYSSA BROWN
ALYSSA J POTTHAST, ALYSSA JENE POTTHAST, ALYSSA POTTHAST
CRD#: 5896195
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
CHICAGO, IL 60606
Registration History
20122014201620182020202220242026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2013 - Present (11 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2012 - Present (12 years)
License(s)

State Registrations

B
Alabama 7/23/2013

B
Montana 7/23/2013

B
Arizona 7/23/2013

B
Nebraska 5/1/2014

B
Arkansas 7/23/2013

B
Nevada 7/23/2013

B
California 7/23/2013

B
New Hampshire 7/23/2013

B
Colorado 7/23/2013

B
New Jersey 7/23/2013

B
Connecticut 7/23/2013

B
New Mexico 7/23/2013

B
Delaware 5/1/2014

B
New York 7/23/2013

B
District of Columbia 9/4/2018

B
North Carolina 7/25/2013

B
Florida 7/23/2013

B
North Dakota 7/23/2013

B
Georgia 7/23/2013

B
Ohio 7/23/2013

B
Hawaii 6/11/2019

B
Oklahoma 7/23/2013

B
Idaho 6/18/2024

B
Oregon 3/6/2017

B
Illinois 7/17/2013

B
Pennsylvania 7/23/2013

IA
Illinois 7/17/2013

B
Rhode Island 9/15/2022

B
Indiana 7/23/2013

B
South Carolina 7/23/2013

B
Iowa 8/15/2022

B
South Dakota 7/23/2013

B
Kentucky 7/23/2013

B
Tennessee 1/15/2020

B
Louisiana 7/23/2013

B
Texas 7/23/2013

B
Maine 1/15/2021

IA
Texas 7/23/2013

B
Maryland 7/23/2013

B
Utah 7/23/2013

B
Massachusetts 7/23/2013

B
Virgin Islands 5/1/2014

B
Michigan 7/23/2013

B
Virginia 7/23/2013

B
Minnesota 7/23/2013

B
Washington 7/30/2013

B
Mississippi 7/23/2013

B
Wisconsin 7/23/2013

B
Missouri 7/23/2013

B
Wyoming 4/3/2023

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 7/17/2013

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Registered with this firm since 11/7/2012

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.