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LISA REINKING ALDRIDGE
LEE R. ALDRIDGE, Lee Aldridge, Lisa R Aldridge, LISA BERNDADETTE REINKING, LEE REINKING THOMAS…
CRD#: 5895360
IA
B
LPL ENTERPRISE, LLCCRD#: 8733 1301 EASTCHESTER DR
SUITE 202
HIGH POINT, NC 27265
SUITE 202
HIGH POINT, NC 27265
0
Disclosures
13
Years of Experience
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State Registrations
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Kansas 11/14/2024
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South Carolina 11/14/2024
B
North Carolina 11/14/2024
B
Virginia 11/14/2024
IA
North Carolina 11/14/2024
SRO Registrations
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View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 11/14/2024
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Registered with this firm since 11/14/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 03/03/2021 - 11/14/2024 | High Point, NC | |
B | 03/03/2021 - 11/14/2024 | High Point, NC | |
IA | 03/25/2017 - 03/01/2021 | High Point, NC | |
B | 03/25/2017 - 03/01/2021 | High Point, NC | |
IA | 02/19/2014 - 03/25/2017 | High Point, NC | |
B | 05/23/2011 - 03/25/2017 | GREENSBORO, NC |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.