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Detailed Report
IVAN W MERCER
IVAN WALTER MERCER, IVAN MERCER
CRD#: 5895316
IA
Investment Adviser
B
Broker
PARK AVENUE SECURITIES LLCCRD#: 46173 12677 ALCOSTA BLVD
SUITE 340
SAN RAMON, CA 94583
Registration History
20122014201620182020202220242026IAPARK AVENUE SECURITIES LLC (CRD# 46173)2015 - Present (9 years)BPARK AVENUE SECURITIES LLC (CRD# 46173)2012 - Present (12 years)
License(s)

State Registrations

B
Arizona 1/22/2021
IA
New York 11/15/2023
IA
Arizona 2/8/2021
B
Oregon 5/17/2019
B
California 8/22/2012
IA
Oregon 5/21/2019
IA
California 7/8/2015
B
Pennsylvania 9/3/2024
B
Colorado 12/10/2020
IA
Pennsylvania 9/4/2024
IA
Colorado 12/11/2020
B
Texas 7/14/2022
B
Florida 12/19/2017
IA
Texas 7/14/2022
IA
Florida 12/20/2017
B
Utah 6/13/2022
B
New Jersey 4/7/2022
IA
Utah 6/13/2022
B
New York 11/15/2023
B
Virginia 10/31/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
PARK AVENUE SECURITIES LLC (CRD#:46173)
12677 ALCOSTA BLVD SUITE 340, SAN RAMON, CA 94583
Rocklin, CA
Registered with this firm since 7/8/2015
B
PARK AVENUE SECURITIES LLC (CRD#:46173)
12677 ALCOSTA BLVD SUITE 340, SAN RAMON, CA 94583
Rocklin, CA
Registered with this firm since 8/1/2012
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.