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Detailed Report
GRAYSON JOEL HOFFERBER
GRAYSON J HOFFERBER, GRAYSON HOFFERBER
CRD#: 5894660
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Investment Adviser
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Previous Broker
MILLENNIAL WEALTH MANAGEMENT, LLCCRD#: 284746 2095 W. 6TH AVENUE
SUITE 112
BROOMFIELD, CO 80020
Registration History
201220142016201820202022202420262 FIRMS2011 - 2012 (1 year)2 FIRMS2014 - 2015 (1 year)2 FIRMS2015 - 2016 (<1 year)IAMILLENNIAL WEALTH MANAGEMENT, LLC (CRD# 284746)2016 - Present (8 years)BTIAA-CREF INDIVIDUAL & INSTITU... (CRD# 20472)2012 - 2014 (1 year)
License(s)

State Registrations

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California 8/11/2023
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Texas 1/31/2017
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Colorado 10/12/2016
Current Registration(s)
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MILLENNIAL WEALTH MANAGEMENT, LLC (CRD#:284746)
2095 W. 6TH AVENUE SUITE 112, BROOMFIELD, CO 80020
Registered with this firm since 10/12/2016
Previous Registration(s)
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 12/08/2015 - 07/22/2016 WADDELL & REED (CRD#:866) BOULDER, CO
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 12/08/2015 - 07/22/2016 WADDELL & REED (CRD#:866) BOULDER, CO
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 06/09/2014 - 11/18/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) EVERGREEN, CO
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 06/09/2014 - 11/18/2015 J.P. MORGAN SECURITIES LLC (CRD#:79) EVERGREEN, CO
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 10/04/2012 - 03/17/2014 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472) LEWISVILLE, TX
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 06/27/2011 - 08/22/2012 EDWARD JONES (CRD#:250) PRINCETON, TX
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 04/14/2011 - 08/22/2012 EDWARD JONES (CRD#:250) PRINCETON, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.