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MATTHEW SEAN GRADY
CRD#: 5894008
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 2341 Crocker Rd
Westlake, OH 44145
Registration History
20122014201620182020202220242026IACHARLES SCHWAB & CO., INC. (CRD# 5393)2012 - Present (12 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2011 - Present (13 years)
License(s)

State Registrations

B
Alabama 11/2/2022

B
Nevada 3/7/2023

B
Arizona 3/28/2019

B
New York 9/11/2017

B
California 5/2/2014

B
North Carolina 9/10/2020

B
Colorado 11/24/2020

B
Ohio 12/22/2011

B
District of Columbia 11/2/2022

IA
Ohio 5/29/2012

B
Florida 9/25/2015

B
Oregon 3/26/2024

B
Illinois 4/15/2021

B
Pennsylvania 12/14/2021

B
Massachusetts 9/27/2023

B
South Carolina 5/26/2020

B
Michigan 5/26/2020

B
Texas 5/26/2020

B
Missouri 11/24/2020

IA
Texas 2/4/2021

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
2341 Crocker Rd, Westlake, OH 44145
Registered with this firm since 5/29/2012

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
2341 Crocker Rd, Westlake, OH 44145
Registered with this firm since 12/22/2011

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.