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Ernest Val Miranda
ERNEST VAL MIRANDA III, ERNEST MIRANDA
CRD#: 5893447
IA
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EMPOWER ADVISORY GROUP, LLCCRD#: 112058 GILBERT, AZ
EMPOWER FINANCIAL SERVICES, INC.CRD#: 13109 GILBERT, AZ
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Disclosures
13
Years of Experience
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State Registrations
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Arizona 8/14/2024
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Arizona 8/14/2024
SRO Registrations
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/17/2016 - 08/23/2023 | SCOTTSDALE, AZ | |
B | 03/16/2011 - 08/23/2023 | SCOTTSDALE, AZ |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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