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KEITH MICHAEL KELLER
KEITH KELLER
CRD#: 5893046
IA
B
PRIVATE ADVISOR GROUP, LLCCRD#: 155216 Two Bala Plaza, Suite 300
Bala Cynwyd, PA 19004
Bala Cynwyd, PA 19004
LPL FINANCIAL LLCCRD#: 6413 GLENSIDE, PA
0
Disclosures
13
Years of Experience
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State Registrations
B
Colorado 8/21/2024
B
Pennsylvania 2/15/2017
B
Delaware 2/15/2017
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Pennsylvania 2/15/2017
B
New Jersey 2/15/2017
B
South Carolina 2/15/2017
B
New York 3/28/2017
B
Texas 10/19/2022
B
North Carolina 2/15/2017
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Texas 7/29/2024
SRO Registrations
B
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Registered with this firm since 2/15/2017
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| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/03/2014 - 02/16/2017 | Philadelphia, PA | |
IA | 10/03/2014 - 02/15/2017 | PHILADELPHIA, PA | |
IA | 05/24/2011 - 10/03/2014 | PHILADELPHIA, PA | |
B | 03/29/2011 - 10/03/2014 | PHILADELPHIA, PA |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.