• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
STEPHEN PAUL MILLER
CRD#: 5891387
IA
Investment Adviser
B
Broker
THRIVENT INVESTMENT MANAGEMENT INC.CRD#: 18387 2651 Narnia Way
LAND O LAKES, FL 34638-7277
Registration History
201220142016201820202022202420262 FIRMS2011 - Present (13 years)
Disclosure(s)
View By:
12/16/2020
Customer Dispute
Settled
License(s)

State Registrations

B
California 5/20/2024

B
Indiana 5/16/2012

B
Florida 7/20/2011

B
Iowa 5/11/2022

IA
Florida 7/20/2011

B
Wisconsin 4/16/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
2651 Narnia Way, LAND O LAKES, FL 34638-7277
Registered with this firm since 7/20/2011

B
THRIVENT INVESTMENT MANAGEMENT INC. (CRD#:18387)
2651 Narnia Way, LAND O LAKES, FL 34638-7277
Registered with this firm since 6/14/2011

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.