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SAMUEL R JORGENSON
SAMUEL ROBERT JORGENSON
CRD#: 5891252
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 13321 CALIFORNIA ST
OMAHA, NE 68154
Registration History
201220142016201820202022202420262 FIRMS2011 - 2012 (<1 year)2 FIRMS2012 - Present (12 years)
License(s)

State Registrations

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Arizona 4/2/2013

IA
Nebraska 4/2/2012

B
Arkansas 7/7/2016

B
Nevada 7/7/2016

B
California 5/31/2012

B
New Hampshire 4/2/2013

B
Colorado 4/2/2013

B
New Jersey 4/2/2013

B
Connecticut 4/2/2013

B
New Mexico 1/4/2021

B
Delaware 4/2/2013

B
New York 5/31/2012

B
District of Columbia 9/23/2021

B
North Carolina 4/5/2013

B
Florida 5/31/2012

B
North Dakota 8/16/2016

B
Georgia 4/2/2013

B
Ohio 4/26/2022

B
Idaho 11/9/2022

B
Oklahoma 4/2/2013

B
Illinois 4/2/2013

B
Oregon 7/7/2016

B
Indiana 5/29/2018

B
Pennsylvania 4/2/2013

B
Iowa 5/31/2012

B
South Carolina 4/2/2013

B
Kansas 5/31/2012

B
South Dakota 5/31/2012

B
Louisiana 12/4/2024

B
Tennessee 9/26/2019

B
Maryland 4/2/2013

B
Texas 4/2/2013

B
Massachusetts 4/2/2013

IA
Texas 4/2/2013

B
Michigan 12/26/2023

B
Utah 7/14/2023

B
Minnesota 5/31/2012

B
Virginia 4/2/2013

B
Missouri 4/2/2013

B
Washington 5/3/2024

B
Montana 6/14/2023

B
Wisconsin 4/2/2013

B
Nebraska 3/30/2012

B
Wyoming 4/2/2013

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
13321 CALIFORNIA ST, OMAHA, NE 68154
Registered with this firm since 4/2/2012

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
13321 CALIFORNIA ST, OMAHA, NE 68154
Registered with this firm since 3/30/2012

Previous Registration(s)
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IA
05/05/2011 - 01/27/2012 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) LINCOLN, NE
B
04/05/2011 - 01/27/2012 MORGAN STANLEY SMITH BARNEY (CRD#:149777) LINCOLN, NE
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.