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RICHARD JOHN LULLO II
RICHARD LULLO, Richard John Lullo
CRD#: 5891057
IA
B
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 12532 MEMORIAL DRIVE
HOUSTON, TX 77024-6000
HOUSTON, TX 77024-6000
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 12532 MEMORIAL DRIVE
HOUSTON, TX 77024
HOUSTON, TX 77024
0
Disclosures
9
Years of Experience
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State Registrations
B
Texas 9/4/2024
IA
Texas 9/9/2024
SRO Registrations
B
B
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IA
Registered with this firm since 9/9/2024
B
Registered with this firm since 9/4/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/04/2019 - 07/26/2024 | Houston, TX | |
B | 10/04/2019 - 07/26/2024 | Houston, TX | |
IA | 04/06/2016 - 10/11/2019 | HOUSTON, TX | |
B | 02/25/2016 - 10/11/2019 | HOUSTON, TX | |
B | 04/25/2011 - 07/27/2011 | HOUSTON, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.