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Ana Regina Mota
ANA R MOTA, ANA REGINA MOTA, Ana Mota
CRD#: 5890907
IA
Investment Adviser
B
Broker
BANCO DO BRASIL SECURITIES LLCCRD#: 132701 701 BRICKELL AVE,
SUITE 2610
MIAMI, FL 33131
Registration History
201220142016201820202022202420262 FIRMS2011 - 2011 (<1 year)2 FIRMS2011 - 2012 (<1 year)2 FIRMS2012 - 2014 (1 year)2 FIRMS2014 - 2019 (5 years)2 FIRMS2019 - 2023 (3 years)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Alabama 9/5/2023

B
Maryland 7/12/2023

B
California 7/12/2023

B
Minnesota 7/12/2023

B
Colorado 7/12/2023

B
New York 7/12/2023

B
Delaware 7/12/2023

B
South Dakota 4/16/2024

B
District of Columbia 7/12/2023

B
Texas 7/12/2023

B
Florida 7/12/2023

B
Virginia 7/12/2023

IA
Florida 7/13/2023

B
Washington 7/12/2023

B
Indiana 9/5/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
BANCO DO BRASIL SECURITIES LLC (CRD#:132701)
701 BRICKELL AVE, SUITE 2610, MIAMI, FL 33131
Miami, FL
Registered with this firm since 7/13/2023

B
BANCO DO BRASIL SECURITIES LLC (CRD#:132701)
701 BRICKELL AVE, SUITE 2610, MIAMI, FL 33131
Miami, FL
Registered with this firm since 7/12/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
09/27/2019 - 07/13/2023 HSBC SECURITIES (USA) INC. (CRD#:19585) Miami, FL
B
09/26/2019 - 07/13/2023 HSBC SECURITIES (USA) INC. (CRD#:19585) Miami, FL
IA
06/04/2014 - 08/27/2019 MORGAN STANLEY (CRD#:149777) MIAMI, FL
B
06/03/2014 - 08/27/2019 MORGAN STANLEY (CRD#:149777) MIAMI, FL
IA
07/30/2012 - 05/20/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) MIAMI, FL
B
07/27/2012 - 05/20/2014 WELLS FARGO ADVISORS, LLC (CRD#:19616) MIAMI, FL
IA
10/03/2011 - 07/09/2012 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MIAMI, FL
B
09/30/2011 - 07/09/2012 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) MIAMI, FL
IA
06/28/2011 - 09/27/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MIAMI, FL
B
04/20/2011 - 09/27/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) MIAMI, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.