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Deborah Eileen Smith
DEBBIE MESSINGER, DEBORAH MESSINGER, DEBBIE SMITH, DEBORAH E SMITH
CRD#: 5890505
IA
B
FIRST COMMAND ADVISORY SERVICESCRD#: 281958 1 FIRSTCOMM PLAZA
FORT WORTH, TX 76109
FORT WORTH, TX 76109
FIRST COMMAND BROKERAGE SERVICES, INC.CRD#: 3641 WEATHERFORD, TX
0
Disclosures
13
Years of Experience
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State Registrations
B
Texas 11/30/2017
IA
Texas 12/1/2017
SRO Registrations
B
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IA
Registered with this firm since 12/1/2017
B
Registered with this firm since 11/30/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/21/2011 - 12/01/2017 | FORT WORTH, TX | |
B | 03/13/2012 - 10/10/2017 | FORT WORTH, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.