• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
DANIEL REED SHIELDS
DAN REED SHIELDS
CRD#: 5890333
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 HUNTINGTON BEACH, CA
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 27101 PUERTA REAL
STE 160
MISSION VIEJO, CA 92691
Registration History
201220142016201820202022202420262 FIRMS2022 - Present (2 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2011 - 2011 (<1 year)
License(s)

State Registrations

B
California 6/7/2022

IA
Texas 6/15/2022

IA
California 10/25/2024

B
Utah 5/27/2022

B
Texas 6/7/2022

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
HUNTINGTON BEACH, CA
Registered with this firm since 6/15/2022

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
27101 PUERTA REAL STE 160, MISSION VIEJO, CA 92691
MISSION VIEJO, CA
Registered with this firm since 4/29/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
B
04/22/2011 - 09/01/2011 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) AMERICAN FORK, UT
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.