Individual Firm
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JANET KAWAMOTO ZHANG
JIE KAWAMOTO, JANET K ZHANG, JIE ZHANG
CRD#: 5889454
IA
B
MORGAN STANLEYCRD#: 149777 2775 Sand Hill Road
Suite 120
Menlo Park, CA 94025
Suite 120
Menlo Park, CA 94025
0
Disclosures
13
Years of Experience
View By:
State Registrations
B
Arizona 7/23/2021
B
Missouri 4/25/2024
B
California 5/1/2015
B
Nevada 12/14/2021
IA
California 5/4/2015
B
New Jersey 10/15/2018
B
Colorado 7/23/2021
B
New York 5/1/2015
B
Delaware 1/19/2017
B
North Carolina 7/27/2021
B
District of Columbia 5/13/2024
B
Ohio 3/20/2023
B
Florida 5/1/2015
B
Oregon 2/23/2018
B
Georgia 7/27/2021
B
South Carolina 5/16/2024
B
Idaho 4/16/2024
B
Texas 7/29/2020
B
Illinois 10/23/2017
IA
Texas 7/31/2020
B
Iowa 3/21/2023
B
Virginia 6/21/2021
B
Maryland 1/5/2021
B
Washington 7/27/2021
B
Massachusetts 7/27/2021
B
Wisconsin 3/20/2023
B
Michigan 7/27/2021
B
Wyoming 11/14/2023
B
Minnesota 7/27/2021
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 5/4/2015
B
Registered with this firm since 5/1/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/05/2012 - 05/11/2015 | FREMONT, CA | |
B | 11/05/2012 - 05/11/2015 | FREMONT, CA | |
IA | 05/25/2011 - 09/28/2012 | WALNUT CREEK, CA | |
B | 03/28/2011 - 09/28/2012 | WALNUT CREEK, CA |
WALNUT CREEK, CA
05/25/2011 - 09/28/2012
WALNUT CREEK, CA
03/28/2011 - 09/28/2012
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.