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Detailed Report
ALLISON STONG
CRD#: 5889407
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 1333 North California Boulevard
Suite 133
Walnut Creek, CA 94596
Registration History
201220142016201820202022202420262 FIRMS2017 - Present (7 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2011 - 2017 (6 years)IAUBS FINANCIAL SERVICES INC. (CRD# 8174)2013 - 2017 (4 years)
License(s)

State Registrations

B
Alabama 10/18/2021
B
Nebraska 10/18/2021
B
Alaska 10/23/2017
B
Nevada 10/23/2017
B
Arizona 10/23/2017
B
New Hampshire 10/18/2021
B
Arkansas 10/18/2021
B
New Jersey 10/23/2017
B
California 10/18/2017
B
New Mexico 10/23/2017
IA
California 10/18/2017
B
New York 10/23/2017
B
Colorado 11/29/2017
B
North Carolina 10/24/2017
B
Connecticut 10/18/2021
B
North Dakota 10/18/2021
B
Delaware 11/29/2017
B
Ohio 10/19/2021
B
District of Columbia 11/29/2017
B
Oklahoma 10/18/2021
B
Florida 11/29/2017
B
Oregon 10/23/2017
B
Georgia 10/23/2017
B
Pennsylvania 10/23/2017
B
Hawaii 10/23/2017
B
Puerto Rico 10/23/2017
B
Idaho 10/23/2017
B
Rhode Island 10/18/2021
B
Illinois 10/23/2017
B
South Carolina 10/23/2017
B
Indiana 10/18/2021
B
South Dakota 10/23/2017
B
Iowa 10/18/2021
B
Tennessee 10/18/2021
B
Kansas 11/20/2017
B
Texas 10/23/2017
B
Kentucky 10/18/2021
IA
Texas 4/23/2020
B
Louisiana 10/18/2021
B
Utah 1/29/2021
B
Maine 10/18/2021
B
Vermont 10/18/2021
B
Maryland 10/23/2017
B
Virgin Islands 10/18/2021
B
Massachusetts 10/23/2017
B
Virginia 1/17/2018
B
Michigan 10/23/2017
B
Washington 2/15/2021
B
Minnesota 10/18/2021
B
West Virginia 10/18/2021
B
Mississippi 10/18/2021
B
Wisconsin 10/18/2021
B
Missouri 10/23/2017
B
Wyoming 2/3/2021
B
Montana 10/23/2017

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
1333 North California Boulevard Suite 133, Walnut Creek, CA 94596
Registered with this firm since 10/18/2017
B
MORGAN STANLEY (CRD#:149777)
1333 North California Boulevard Suite 133, Walnut Creek, CA 94596
Registered with this firm since 10/18/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/30/2013 - 10/27/2017 UBS FINANCIAL SERVICES INC. (CRD#:8174) WALNUT CREEK, CA
B
 10/20/2011 - 10/27/2017 UBS FINANCIAL SERVICES INC. (CRD#:8174) WALNUT CREEK, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.