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JOHN JOSEPH WILLIAMS
CRD#: 5889178
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 2701 UNIVERSITY AVE SE
MINNEAPOLIS, MN 55414
CETERA ADVISOR NETWORKS LLCCRD#: 13572 2701 UNIVERSITY AVENUE SE
MINNEAPOLIS, MN 55414-3238
Registration History
201220142016201820202022202420262 FIRMS2023 - Present (1 year)BSECURIAN FINANCIAL SERVICES, INC. (CRD# 15296)2011 - 2023 (12 years)BCRI SECURITIES, LLC (CRD# 22589)2011 - 2021 (10 years)IASECURIAN FINANCIAL SERVICES, INC. (CRD# 15296)2014 - 2023 (9 years)IACRI SECURITIES, LLC (CRD# 22589)2014 - 2021 (7 years)
License(s)

State Registrations

B
Arizona 1/18/2024

B
Nebraska 8/10/2023

B
Arkansas 8/10/2023

B
Nevada 8/10/2023

B
California 8/10/2023

B
New Mexico 8/10/2023

B
Colorado 8/10/2023

B
New York 8/10/2023

B
Connecticut 11/21/2023

B
North Carolina 8/10/2023

B
Florida 8/11/2023

B
North Dakota 8/10/2023

B
Georgia 8/10/2023

B
Ohio 8/10/2023

B
Illinois 8/10/2023

B
Oklahoma 8/10/2023

B
Indiana 8/10/2023

B
Pennsylvania 8/10/2023

B
Iowa 8/10/2023

B
South Carolina 8/10/2023

B
Kansas 8/10/2023

B
South Dakota 8/10/2023

B
Kentucky 8/10/2023

B
Tennessee 8/10/2023

B
Maryland 8/10/2023

B
Texas 8/10/2023

B
Massachusetts 8/10/2023

IA
Texas 8/10/2023

B
Michigan 8/10/2023

B
Utah 8/10/2023

B
Minnesota 8/10/2023

B
Virginia 8/10/2023

IA
Minnesota 8/10/2023

B
Washington 8/10/2023

B
Mississippi 8/10/2023

B
Wisconsin 8/10/2023

B
Missouri 8/10/2023

B
Wyoming 8/10/2023

B
Montana 8/10/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
2701 UNIVERSITY AVENUE SE, MINNEAPOLIS, MN 55414-3238
Maple Grove, MN
Registered with this firm since 8/10/2023

IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
2701 UNIVERSITY AVE SE, MINNEAPOLIS, MN 55414
Registered with this firm since 8/10/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/16/2014 - 08/10/2023 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) MINNEAPOLIS, MN
B
04/26/2011 - 08/10/2023 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) MINNEAPOLIS, MN
IA
01/16/2014 - 10/22/2021 CRI SECURITIES, LLC (CRD#:22589) MINNEAPOLIS, MN
B
04/26/2011 - 10/22/2021 CRI SECURITIES, LLC (CRD#:22589) MINNEAPOLIS, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.