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Detailed Report
MINDY Johnson FILER
MINDY ANN FILER, Mindy J Filer, MINDY A JOHNSON, MINDY ANN JOHNSON
CRD#: 5888329
IA
Investment Adviser
B
Broker
ONEDIGITAL INVESTMENT ADVISORSCRD#: 106766 Hummelstown, PA
OSAIC WEALTH, INC.CRD#: 23131 3350 Whiteford Rd
York, PA 17402
Registration History
20122014201620182020202220242026IAONEDIGITAL INVESTMENT ADVISORS (CRD# 106766)2023 - Present (1 year)BOSAIC WEALTH, INC. (CRD# 23131)2024 - Present (<1 year)BTRIAD ADVISORS LLC (CRD# 25803)2018 - 2024 (5 years)BLPL FINANCIAL LLC (CRD# 6413)2017 - 2018 (1 year)BVANGUARD MARKETING CORPORATION (CRD# 7452)2014 - 2016 (2 years)BVANGUARD MARKETING CORPORATION (CRD# 7452)2011 - 2012 (1 year)
License(s)

State Registrations

IA
Pennsylvania 8/22/2023
B
Pennsylvania 8/23/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ONEDIGITAL INVESTMENT ADVISORS (CRD#:106766)
Hummelstown, PA
Registered with this firm since 8/22/2023
B
OSAIC WEALTH, INC. (CRD#:23131)
3350 Whiteford Rd, York, PA 17402
Registered with this firm since 8/23/2024
Previous Registration(s)
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B
 11/02/2018 - 08/23/2024 TRIAD ADVISORS LLC (CRD#:25803) York, PA
B
 01/03/2017 - 11/07/2018 LPL FINANCIAL LLC (CRD#:6413) WHITE PLAINS, NY
B
 07/15/2014 - 08/16/2016 VANGUARD MARKETING CORPORATION (CRD#:7452) MALVERN, PA
B
 03/01/2011 - 12/14/2012 VANGUARD MARKETING CORPORATION (CRD#:7452) MALVERN, PA
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B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.