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Detailed Report
MATTHEW THOMAS KEEN
CRD#: 5888272
IA
Investment Adviser
B
Broker
CAPITAL INVESTMENT ADVISORY SERVICES, LLCCRD#: 149124 100 E. SIX FORKS ROAD
SUITE 200
RALEIGH, NC 27609
CAPITAL INVESTMENT BROKERAGE, INC.CRD#: 40657 100 E. SIX FORKS ROAD
STE 200
RALEIGH, NC 27609
Registration History
201220142016201820202022202420262 FIRMS2015 - 2016 (1 year)2 FIRMS2016 - Present (8 years)BCAPITAL INVESTMENT BROKERAGE, INC. (CRD# 40657)2017 - Present (8 years)BBB&T INVESTMENT SERVICES, INC. (CRD# 33856)2012 - 2014 (2 years)IABB&T INVESTMENT SERVICES, INC. (CRD# 33856)2013 - 2014 (1 year)
License(s)

State Registrations

IA
North Carolina 10/5/2016
B
North Carolina 10/6/2016

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAPITAL INVESTMENT ADVISORY SERVICES, LLC (CRD#:149124)
100 E. SIX FORKS ROAD SUITE 200, RALEIGH, NC 27609
Registered with this firm since 10/5/2016
B
CAPITAL INVESTMENT BROKERAGE, INC. (CRD#:40657)
100 E. SIX FORKS ROAD STE 200, RALEIGH, NC 27609
Registered with this firm since 3/24/2017
B
CAPITAL INVESTMENT GROUP, INC. (CRD#:14752)
100 E. SIX FORKS ROAD STE 200, RALEIGH, NC 27609
Registered with this firm since 10/5/2016
Previous Registration(s)
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IA
 01/22/2015 - 08/17/2016 LPL FINANCIAL LLC (CRD#:6413) SMITHFIELD, NC
B
 01/22/2015 - 08/17/2016 LPL FINANCIAL LLC (CRD#:6413) SMITHFIELD, NC
IA
 05/20/2013 - 12/23/2014 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) ANNAPOLIS, MD
B
 06/21/2012 - 12/23/2014 BB&T INVESTMENT SERVICES, INC. (CRD#:33856) ANNAPOLIS, MD
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.