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MICHAEL DAVID WRIGHT
MICHAEL D WRIGHT, MIKE WRIGHT
CRD#: 5887843
IA
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VALIC FINANCIAL ADVISORS, INC.CRD#: 42803 FORT WAYNE, IN
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Disclosures
13
Years of Experience
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State Registrations
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Illinois 7/19/2013
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Michigan 8/9/2013
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Illinois 8/9/2013
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Michigan 8/14/2013
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Indiana 9/11/2012
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Ohio 10/7/2014
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Indiana 9/11/2012
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Ohio 10/7/2014
SRO Registrations
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Registered with this firm since 9/11/2012
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Registered with this firm since 9/11/2012
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 05/20/2011 - 07/31/2012 | FORT WAYNE, IN | |
B | 03/28/2011 - 07/31/2012 | FORT WAYNE, IN |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.