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Walter Winston Lother
Walter Lother
CRD#: 5887737
IA
B
EDWARD JONESCRD#: 250 128 MERCHANTS ROW
RUTLAND, VT 05701
RUTLAND, VT 05701
0
Disclosures
13
Years of Experience
View By:
State Registrations
B
Arizona 6/1/2023
B
New York 3/3/2023
B
California 7/10/2023
B
North Carolina 8/23/2024
B
Connecticut 5/3/2023
B
Pennsylvania 6/9/2023
B
Florida 3/3/2023
B
Rhode Island 5/12/2023
B
Hawaii 5/16/2023
B
Tennessee 6/28/2024
B
Maine 8/11/2023
B
Texas 8/8/2023
B
Maryland 6/28/2023
IA
Texas 8/9/2023
B
Massachusetts 3/3/2023
B
Vermont 3/3/2023
B
New Hampshire 5/26/2023
IA
Vermont 3/3/2023
B
New Jersey 7/12/2023
B
Virginia 4/5/2023
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 3/3/2023
B
Registered with this firm since 3/3/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 07/11/2022 - 02/16/2023 | RUTLAND, VT | |
B | 07/11/2022 - 02/16/2023 | RUTLAND, VT | |
IA | 05/18/2022 - 07/20/2022 | Bennington, VT | |
B | 05/18/2022 - 07/20/2022 | Bennington, VT | |
IA | 01/23/2018 - 05/18/2022 | Bennington, VT | |
B | 01/16/2018 - 05/18/2022 | Bennington, VT | |
IA | 06/15/2011 - 12/20/2017 | NORTH ADAMS, MA | |
B | 03/25/2011 - 12/20/2017 | NORTH ADAMS, MA |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.