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Nicholas WILLIAM Greiner
CRD#: 5887092
IA
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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 13250 UNIVERSITY CENTER BLVD
FORT MYERS, FL 33907
FORT MYERS, FL 33907
0
Disclosures
13
Years of Experience
View By:
State Registrations
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Alabama 7/13/2016
B
New York 2/2/2015
B
Connecticut 7/13/2016
B
North Carolina 11/15/2021
B
Florida 2/2/2015
B
Ohio 6/29/2022
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Florida 2/5/2015
B
Pennsylvania 7/13/2016
B
Georgia 2/2/2015
B
Rhode Island 5/19/2021
B
Louisiana 1/18/2023
B
Tennessee 11/15/2021
B
Massachusetts 2/2/2015
B
Texas 7/13/2016
B
Missouri 1/9/2020
IA
Texas 7/27/2016
B
New Jersey 2/2/2015
B
Virginia 10/28/2021
B
New Mexico 1/23/2025
B
Washington 8/13/2024
SRO Registrations
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IA
Registered with this firm since 2/5/2015
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Registered with this firm since 2/2/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 09/24/2012 - 01/05/2015 | FT MYERS, FL | |
IA | 01/09/2013 - 12/31/2014 | FT MYERS, FL | |
IA | 11/16/2011 - 09/04/2012 | JACKSONVILLE, FL | |
B | 09/24/2011 - 09/04/2012 | JACKSONVILLE, FL |
JACKSONVILLE, FL
11/16/2011 - 09/04/2012
JACKSONVILLE, FL
09/24/2011 - 09/04/2012
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.